OATS, CAT, and CARDS : financial regulation in the era of big data
| dc.contributor.advisor | Flamm, Kenneth, 1951- | en |
| dc.contributor.advisor | Von Hippel, Paul | en |
| dc.creator | Moore, Peter Austin | en |
| dc.date.accessioned | 2016-07-25T17:44:21Z | |
| dc.date.available | 2016-07-25T17:44:21Z | |
| dc.date.issued | 2015-05 | |
| dc.date.submitted | May 2015 | |
| dc.date.updated | 2016-07-25T17:44:21Z | |
| dc.description.abstract | The explosion of data in the financial industry has led regulators to seek better ways to utilize big data analytics. This paper analyzes the inception and development of three major regulatory programs borne from market failures. These programs represent the promise of big data, but have had to withstand criticisms of their cost, effectiveness, and necessity. The focus is on the twin goals of these programs: to reconstruct the market and to detect market abuse; and how the promises have been met and criticisms have been replied to. | en |
| dc.description.department | Public Affairs | en |
| dc.format.mimetype | application/pdf | en |
| dc.identifier | doi:10.15781/T2H70810W | en |
| dc.identifier.uri | http://hdl.handle.net/2152/39216 | en |
| dc.language.iso | en | en |
| dc.subject | Financial | en |
| dc.subject | Regulation | en |
| dc.subject | Big data | en |
| dc.subject | Consolidated audit trail | en |
| dc.subject | SEC | en |
| dc.subject | FINRA | en |
| dc.subject | Analytic | en |
| dc.title | OATS, CAT, and CARDS : financial regulation in the era of big data | en |
| dc.title.alternative | Order Audit Trail System, Consolidated Audit Trail, and Comprehensive Automated Risck Data System | |
| dc.type | Thesis | en |
| dc.type.material | text | en |
| thesis.degree.department | Public Affairs | en |
| thesis.degree.discipline | Innovation, Information, and Technology Policy | en |
| thesis.degree.grantor | The University of Texas at Austin | en |
| thesis.degree.level | Masters | en |
| thesis.degree.name | Master of Public Affairs | en |