Three-dimensional rock-fall analysis with impact fragmentation and fly-rock modeling

The dissertation details work aimed toward the development and implementation of a 3-D impact fragmentation module to perform rock fall analysis by taking into account impact fragmentation. This fragmentation module is based on a database of a large set of impact simulations using a fully calibrated discrete element model (DEM), and is employed to predict impact fragmentation processes in rockfall analysis by either training a neural network model or linearly interpolating the database. A DEM was employed to model impact fragmentation in the study. A DEM code was developed from scratch. The model was first calibrated and verified with experimental results to demonstrate the capability of modeling both quasi-static and dynamic material behavior. Algorithms to calibrate the model’s micro-parameters against triaxial tests on rocks were presented. Sensitivity analyses were used to identify the deformability micro-parameters by obtaining relationships between microscopic and macroscopic deformability properties. The strength model parameters were identified by a global optimization process aimed at minimizing the difference between computed and experimental failure envelopes. When applied to the experimental results of tested granite, this calibration process produced a good agreement between simulated and experimental results for both deformability and strength properties. Dynamic compression and SHPB tests were performed to verify the dynamic model. A strain-rate-dependent dynamic strength was observed in the experimental results. This strain-rate-dependent dynamic strength was also confirmed by the numerical results. No rate-dependent constitutive model was used in the DEM to simulate dynamic behavior. This simulated rate-dependent dynamic strength can be attributed to material inertia because the inertia inhibits crack growth. Some fundamental mechanisms of impact fragmentation associated with rockfalls were then numerically investigated. The developed DEM code was coupled with a simplified impact model inspired by the theory of dynamic foundations. It has been shown that the magnitude of impact velocity, the angle of the incidence, the ground condition all play very important roles in impact fragmentation. Several case studies were performed to validate the developed impact fragmentation module in rock fall analysis. It has been demonstrated that the developed fragmentation module can reasonably predict impact fragmentation and perform some risk analysis in rock fall analysis.