Regulation Best Interest: How Will the Rules Impact the Use of Technology in Delivering Advice?
Date
2020-05-29
Authors
Spindler, James
Gubin, Aaron
Joseph, Ken
Westbrook, Harvey
Journal Title
Journal ISSN
Volume Title
Publisher
Salem Center
Abstract
Department
Description
The use of low-fee tools that offer automated investment advising, a.k.a. robo-advisors, has been rapidly increasing. Panelists will discuss how the new rules could impact these platforms.
Moderator – James Spindler, Professor, UT Law School & McCombs
• Aaron Gubin, Head of product, SigFig
• Ken Joseph, Managing Director, Duff & Phelps
• Harvey Westbrook, Senior Manager, Deloitte & Touche